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Defying the Odds: Ripple and Crypto Giants Clinch a Game-Changing Victory in SEC Court Battle of XRP

Updated: Jul 19, 2023

Hold onto your digital wallets, because Ripple just made waves in the courtroom, securing a groundbreaking win that promises to reshape the future of cryptocurrency regulation.


Ripples blockchain platform engaged in a fierce battle with the U.S. Securities and Exchange Commission (SEC), has achieved a significant triumph, bringing a glimmer of regulatory clarity to the world of cryptocurrencies. In a court ruling delivered by the esteemed U.S. District Court of the Southern District of New York on Thursday, Ripple emerged victorious on one front, while acknowledging a setback on another.



A super hero walks off into the distance wearing the Ripple trading symbol seeing XRP symbol lit in the distance
Ripple Crypto Super Hero | Concept Art | Cyber Punk

The court unequivocally declared that the sale of Ripple's XRP tokens on exchanges and through algorithms did not fall within the realm of investment contracts, offering a resounding validation to Ripple and its supporters. This news sparked a surge of excitement, prompting Gemini, a prominent crypto exchange, to contemplate listing the triumphant token. Nevertheless, legal experts caution that this ruling, though a step in the right direction, does not definitively settle the longstanding debate surrounding the classification of digital assets as securities under U.S. law. Chairman Gary Gensler and the SEC contend that most of these assets do indeed qualify as securities, necessitating a laborious and expensive registration process for issuers and mandatory registration as broker-dealers for exchanges. The crypto industry, on the other hand, maintains that it remains unclear how laws crafted in the analog era can effectively govern a digital asset class birthed on the vast expanses of the internet.




The groundbreaking conclusions of the court were made public in an order that partially granted a motion for summary judgment in the highly consequential SEC case against Ripple. In this landmark suit, filed in 2020, the regulator accused Ripple, its CEO Brad Garlinghouse, and co-founder Christian Larsen of failing to register XRP as a security before facilitating the sale of approximately $1.3 billion worth of tokens. The court order revealed that Ripple initially conducted sales worth $728.9 million, specifically targeting institutional buyers, hedge funds, and other entities. These so-called "institutional sales" were deemed to be unregistered offers and sales of investment contracts, thereby violating federal securities law. The court's reasoning rested on the premise that investors were motivated to purchase XRP with the expectation of reaping substantial profits from Ripple's endeavors. Notably, the order highlighted that the funds obtained from institutional sales were subsequently utilized by Ripple to bolster the value of XRP, primarily by expanding its utility and protecting its trading market.


A superhero flys over a cheering crowd displaying the XRP trading symbol from a projected light from his chest
XRP Super Hero of the People | Concept Art | Cyber Punk

While the court granted the SEC's motion for summary judgment concerning institutional sales, it denied the motion on other fronts. The court determined that the "programmatic sales" of XRP via exchanges and algorithms did not qualify as the sale of securities. The SEC failed to establish that speculative investors had a reasonable expectation of profit derived from the entrepreneurial or managerial efforts of others. Moreover, the court highlighted the absence of evidence indicating that less-sophisticated programmatic buyers shared similar understandings and expectations regarding XRP's profitability over the extended eight-year period under scrutiny. Within this favorable context, the court classified Larsen and Garlinghouse's personal sale of XRP, along with other distributions, as falling outside the boundaries of securities transactions. Ripple's motion for summary judgment pertaining to programmatic sales, other distributions, and the aforementioned personal sales was thus granted, further solidifying their position.


Nevertheless, the court did not entirely dismiss the SEC's claims, as it denied a motion for summary judgment on an "aiding and abetting claim" against Larsen and Garlinghouse. The court reasoned that it remained unclear whether the two executives knowingly or recklessly disregarded the applicability of securities laws to XRP, rather than laws falling under other regulatory domains.



Following the release of the court order, Brad Garlinghouse took to Twitter to express his gratitude and satisfaction, declaring, "We said in Dec. 2020 that we were on the right side of the law, and will be on the right side of history. Thankful to everyone who helped us get to today's decision—one that is for all crypto innovation in the U.S. More to come."

The battle between Ripple and the SEC may not be over, but this court ruling signifies a significant milestone for the cryptocurrency industry, paving the way for further innovation and progress in the United States.



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